NEW POLICY: The chairman of the Securities and Exchange Commission says the agency will start requiring companies and individuals to admit
WASHINGTON (AP) — The chairman of the Securities and Exchange Commission says the agency will start requiring companies and individuals to admit
FUND DIRECTORS SETTLE: Eight former mutual fund directors have settled federal claims that they allowed others at the firm to set values for
WASHINGTON (AP) — Eight former mutual fund directors have settled federal claims that they allowed others at the firm to set values for subprime
WASHINGTON (AP) — Cosmetics company Revlon Inc.
BIG OPTIONS EXCHANGE FINED: The largest U.S.
WASHINGTON (AP) — The largest U.S.
SEC SETTLES SUIT: The Securities and Exchange Commission is paying $580,000 to settle a lawsuit by a former assistant SEC inspector general who
WASHINGTON (AP) — The Securities and Exchange Commission is paying $580,000 to settle a lawsuit by a former assistant SEC inspector general who
BANGKOK (AP) — The U.S.
Money-market funds: You might know them as a safe place to park your cash and perhaps gather a tiny bit of interest in the process.
WASHINGTON (AP) — A U.S.
___ Weak signals on the economy send stocks down
WASHINGTON (AP) — Investors could lose principal from money market investment funds that perform poorly under regulations proposed Wednesday by
WASHINGTON (AP) — The Securities and Exchange Commission is expected on Wednesday to propose stricter regulations for money-market mutual funds,
WASHINGTON (AP) — Nasdaq has agreed to pay a $10 million penalty to settle federal civil charges after regulators said its systems and decisions
WASHINGTON (AP) — China has agreed to give U.S. regulators access to audit records for Chinese companies whose shares trade on U.S.
SETTLED WITH SEC: Institutional Shareholder Services, a prominent firm that advises big shareholders on how to vote in elections for company direct
WASHINGTON (AP) — A prominent firm in the business of advising big shareholders on how to vote in elections for company directors is paying a $300,
BILL PASSES HOUSE: Legislation has cleared the U.S.
WASHINGTON (AP) — Legislation cleared the House on Friday that would place stricter requirements on the federal agency overseeing Wall Street to
NEW YORK (AP) — A senior Venezuelan banking official is being held in Miami on charges that she accepted at least $5 million in bribes to funnel
WASHINGTON (AP) — The new chairman of the Securities and Exchange Commission says she will review the agency's policy of letting companies and
HARRISBURG, Pa.
WASHINGTON (AP) — Level Global Investors, a hedge fund with a co-founder convicted of criminal insider trading, will pay $21.5 million to settle
NEW YORK (AP) — MasterCard boosted CEO Ajay Banga's pay package last year by 35 percent to $11.3 million, according to an Associated Press
WASHINGTON (AP) — A federal appeals court has dismissed a challenge to a new federal rule requiring publicly traded companies to disclose payments
WASHINGTON (AP) — Capital One Financial Corp.
NEW YORK (AP) — The CEO of Best Buy, turnaround expert Hubert Joly, earned compensation worth $19.6 million in his five months on the job in 2012.
BUENOS AIRES, Argentina (AP) — Argentina wants the U.S. Securities and Exchange Commission to name names and provide proof that Ralph Lauren Corp.
NEW YORK (AP) — Wal-Mart Stores Inc.
ALBANY, N.Y. (AP) — Ralph Lauren Corp. settled U.S.
ATLANTA (AP) — Former University of Georgia football coach Jim Donnan and a business partner face charges that they operated a Ponzi scheme,
NEW YORK (AP) — A New York judge on Tuesday approved a $602 million payment that would resolve insider trading allegations against SAC Capital
NEW YORK (AP) — The CEO of Lowe's Cos. received a compensation package valued at $12.1 million, up 4 percent from the prior year.